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Companies (Cost Records and Audit) Rules, 2014 — Explained Rule by Rule

The rules decide whether you maintain cost records, get audited, or do neither. We walk through Rule 3 to Rule 7 in plain language, mapped to what it means for your company.

Rules 3–7 Summary
Rule mapping complete
Sector, records, audit, reporting

Overview

What the Cost Audit Rules Actually Cover

The Companies (Cost Records and Audit) Rules, 2014, framed under Section 148 of the Companies Act, set out which companies must maintain cost records, which of those must additionally undergo a cost audit, how a cost auditor is appointed, and how the resulting report is filed with the Ministry of Corporate Affairs. Six rules do most of the work: Rule 3 (sector classification), Rule 4 (audit thresholds), Rule 5 (records maintenance), Rule 6 (auditor appointment), Rule 6A (casual vacancy) and Rule 7 (exemptions).

Who Needs This

Who Needs to Understand These Rules

Companies nearing ₹35cr+ turnover
Manufacturing companies
Company secretaries
Foreign companies in India

Rule-by-Rule Summary

The Two Rules That Decide Applicability

Rule 3 — Sector Classification

Lists the regulated and non-regulated sectors covered by cost record requirements

2 sector tables
Table A (regulated) and Table B (non-regulated), covering dozens of industries
Rule 4 — Audit Thresholds

Sets the turnover levels that trigger a mandatory cost audit

₹50cr / ₹100cr overall turnover
Regulated vs non-regulated sector thresholds, plus per-product limits
Rules 5 to 7, briefly

Rule 5 prescribes the cost record format (Form CRA-1). Rule 6 governs cost auditor appointment and CRA-2 filing. Rule 6A covers casual vacancies in the auditor role. Rule 7 sets out exemptions for exporters, SEZ units and captive power generators.

Why It Matters

Why Understanding the Rules Matters

Avoid misclassification

Misreading Rule 3 is the most common cause of missed cost audit compliance.

Plan filings on time

Knowing which rule triggers which form keeps CRA-2 to CRA-4 on schedule.

Avoid unnecessary cost

Understand exactly which rule applies before committing to a full audit engagement.

Board-ready documentation

A rule-mapped compliance position is easy to defend in board minutes and audits.

Track annual changes

Government notifications periodically amend sector lists and thresholds.

Cross-border clarity

Foreign companies get the same rule-based answer without guesswork.

How It Works

How We Apply the Rules to Your Company

A structured walk-through from sector classification to your final compliance position.

Start My Rule Review
Sector mapping under Rule 3

We match your NIC code and product lines against the regulated and non-regulated tables.

2
Threshold check under Rule 4

Standalone turnover is tested against the applicable audit thresholds.

3
Records review under Rule 5

We confirm whether CRA-1 format cost records are already being maintained correctly.

4
Appointment planning under Rule 6

If audit applies, we plan the board resolution and CRA-2 filing timeline.

5
Exemption check under Rule 7

Export revenue, SEZ status and captive generation are tested before finalizing.

Before You Start

Documents We Review Against the Rules

Financial statements
Product/service-wise turnover
Certificate of incorporation
Export revenue details

Sector Coverage

Industries We Serve

Electronics
Pharmaceutical
Chemicals
Engineering
Auto Components
Semiconductor
Manufacturing
Foreign Companies

Why SSCOIndia

Why Choose SSCOIndia for Rules Advisory

ICMAI Cost Accountants
Written compliance position
Fast, no-obligation review
PAN India, foreign entities too

Questions

Frequently Asked Questions

The Companies (Cost Records and Audit) Rules, 2014 were notified under Section 148 of the Companies Act, 2013, replacing the earlier Cost Audit Report Rules.

Rule 3 lists the specific regulated and non-regulated sectors, industries, products and services that fall within the scope of cost record and cost audit requirements.

Rule 4 sets the turnover thresholds — separately for regulated and non-regulated sectors — that determine whether a company covered under Rule 3 must additionally undergo a cost audit.

Rule 5 prescribes that cost records be maintained in the form and manner set out in Form CRA-1, covering material, labour, overhead and other cost elements.

Rule 6 governs the appointment of the cost auditor, including the board resolution, the 180-day appointment window, and filing of Form CRA-2 with the Central Government.

Rule 6A addresses the filling of a casual vacancy in the office of cost auditor, such as when an auditor resigns or is removed mid-year.

Rule 7 exempts companies with export revenue exceeding 75% of total revenue in foreign exchange, companies operating from a Special Economic Zone, and companies generating electricity solely for captive consumption.

Yes. The rules apply based on sector and turnover, not on whether a company is public or private — a private limited company crossing the thresholds is equally covered.

Yes, the Ministry of Corporate Affairs periodically issues amendments that can add or remove sectors, or adjust thresholds, so applicability should be reviewed each financial year.

Yes, we map your sector and turnover against the current rules and give you a documented applicability position before recommending any next steps.

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